Build a successful, equitable and sustainable organisation.
Connect Risk, Compliance, Audit and ESG for stronger Governance
Mitigate and manage risk
Govern with trust
Build a culture of ethics
Be ready for an audit
Prepare for ESG compliance
Follow an Integrated Risk Management approach
Access all risk management data in a single platform. Automate risk activities to eliminate errors, save on costs and mitigate risk across the value chain. Generate custom dashboards and reports with actionable insights.
Manage & Report on Regulatory Requirements efficiently
Build an ethical, open culture by giving employees transparency on corporate policies. Implement a strong compliance programs and automate monitoring and testing for timely identification of noncompliance.
Be ready to comply with ESG
Through the automated system, large corporations can build their ESG Policies and Procedures, define risk appetites, conduct ESG Risk assessments, gather perioding data on ESG aspects through easy to use workflow based calendars, alerts and forms including the review processes, build Key Process Indicators and monitor them, keep track of Standards frameworks like GRI, TCFD, SASB and others and map the process and data collected against these standards, provide a ESG Dashboard for Senior Management to view and monitor the progress in ESG as well as mitigation status.
Improve Board Efficiency and maintain Streamline Operations
Automate governance tools and ensure that all sensitive communications are secure. Documentation and communication of decisions is done efficiently within the entity and its group of companies.
Provide Assurance Across the Enterprise
Through the audit workflow operations are more efficient, engaging automation and built-in best practices. Communicate priorities on the audit plans, consolidate audit data and track KPIs and KRIs in real time. Maintain a complete audit trail.
Our solution in detail
La Meer’s cloud web based GRACE (Governance, Risk and Compliance for the Enterprise) platform comprises of industry specific solutions built by financial market experts for financial market regulations in Banks, Broker-dealers, Wealth Advisory, Alternate Investments and Asset Management Firms. The Comprehensive cloud based GRACE suite helps organizations and staff to offer seamless client service with comprehensive oversight, compliance, risk management and assurance for clients from where ever they are.
The GRACE suite comprises of
- GRACE for Integrated Governance, Risk & Compliance (GRC) for the Enterprise
- GRACE For ESG Management in Corporates
- GRACE For ESG Investment Due Diligence
- GRACE for Integrated Client Life Cycle Management to address
- Regulation Best Interest (Reg BI), MiFID II, FCA’s Consumer Protection Rule, Canada’s Client Focused Reforms and others
- GRACE for Compliance Management solutionfor Hedge funds, Broker-dealers and Wealth advisors
- GRACE for Cybersecurity, Data Privacy and Business Continuity Managementand compliance to GDPR, CCPA, PIPEDA
- GRACE for Broker-dealer Branch and Registered Representative Monitoring
- GRACE for Automated Anti-Money Laundering (AML)to monitor financial crime
- GRACE for Trade Monitoring
- GRACE for SM&CRSenior Management Certification Regime compliance
- GRACE for Operational Due Diligence
GRACE Platform is Modular by Design, Integrated by Approach to allow you to pick and choose the modules you need and pay as you grow. Ready to go, easy to use functionality, workflows, calendars, alerts, powerful dashboards with low training need helps you implement your operational processes right away and scale as you go with reduced large upfront costs and immediate return on investment.
The modular nature of the GRACE platform allows our clients to implement (and pay for) only the modules or functionality they need, so if you are having a challenge with one particular area of the regulation we can help, and quickly add the next pieces when you are ready without the need for additional vendors or integration costs.
The GRACE platform is 21st century technology, cloud-based, web, tablet and mobile-enabled allowing the internal organization risk and compliance management groups, staff, clients and even vendors to interact whenever and wherever they are – essential in working from home or with a distributed workforce.
The solution is intuitive and easy to use, empowering staff to work in a compliant way, without unnecessary or complex overheads.
OUR SERVICES
Strategic Consulting
We offer Strategic Consulting Services with functional areas of the business and processes for regulatory compliance as well as help you strategize your technology architecture, solutions architecture as well to integrate your systems. We can also put together your entire process, bring in the right eco system of partners, technology and services providers to help you addressing regulatory compliance comprehensively
Training
We offer training for GDPR, AML (Anti-Money Laundering) and other regulatory requirements. Training can also be customized to each institutions needs that can be rendered online
Business Consulting
We have strong subject matter expertise on financial markets, regulations, risk, compliance, governance, client management for the segments we work in – banks, investment firms and funds, wealth advisors, and institutional investors. We can help you define your business requirements in a consistent and comprehensive manner and work with you to help you optimize your processes
Implementation Support
All our products can be deployed as is. We understand you will have the need for changes and customization that can help you make best use of our systems adapted to your own organizational needs by integrating it with your internal systems. Our Implementation and Systems Integration Services team is ready to help you with it. We can also help you with other integration requirements
Compliance and Legal Help through our Partner network
We have a strong partner network of Compliance Advisors and Legal partners that can also help you address your regulatory challenges
